AQMetrics

Our new whitepaper on the future of Global Shareholding Disclosure compliance At AQMetrics, we believe it's time to move beyond reactive compliance. That’s why we’ve built the Global Shareholding Disclosure (GSD) Engine, powered by Agentic AI, a smarter way to monitor, interpret, and act on global disclosure obligations. 📄 Our new whitepaper reveals how: Agentic AI transforms disclosure workflows from manual to autonomous Real-time rules intelligence keeps your firm ahead of regulatory change Explainable AI and audit-ready processes reduce risk and enhance oversight Firms are seeing faster compliance, fewer errors, and measurable ROI Read it now: https://bit.ly/4l3V8Hw #AgenticAI #ShareholdingDisclosure #RegTech #ComplianceInnovation #AICompliance #AQMetrics #Whitepaper #GSD

💸 Million pound fine for MiFIR reporting failures: https://bit.ly/4lVdOJN This latest FCA fine of over £1 million for MiFID II transaction reporting failures is not just a penalty; it's a clear signal from the regulator about their zero tolerance for systemic weaknesses and failures. It highlights that having inadequate reporting systems and processes is a high-stakes liability. How can firms avoid this fate? At AQMetrics, we provide the answer. As a regulated Approved Reporting Mechanism (ARM), our fully managed MiFIR Transaction Reporting solution is built to prevent these exact scenarios. We remove the operational burden and regulatory risk from your shoulders. Partner with us to: ✅ Ensure accuracy and avoid costly fines. ✅ Eliminate operational risk from system and process failures. ✅ Meet your regulatory obligations with complete confidence. Don't let your firm be the next headline. Learn more about our ARM service today: https://bit.ly/47aBx4d #FCA #MiFIR #RegulatoryCompliance #TransactionReporting

The hidden complexity of Form N-PX: lessons from 2024’s first year under new rules The new Form N-PX rules are in effect, and year one hasn’t been easy. From vote tracking across custodians to XML formatting issues and say-on-pay misinterpretations, many investment managers are realizing just how operationally complex compliance has become. Paul Chung breaks it down in our latest blog, along with practical lessons and a free 7-step compliance checklist. Read now: https://bit.ly/4mkdaFQ #FormNPX #SECCompliance #InvestmentManagement #ProxyVoting #RegTech

🔍 FCA cracks down on MiFID transaction reporting In Market Watch 82, the FCA sends a clear message: delays, weak governance, and poor breach handling in UK MiFID transaction reporting are no longer acceptable. The regulator expects urgent, well-governed, and accurate remediation. In our latest blog, we unpack the FCA’s expectations, analyse what “good” looks like under these heightened standards, and offer practical steps firms must take now to stay compliant and avoid regulatory fallout. What we cover: ✅ FCA expectations on remediation, back-reporting, and breach notifications ✅ Why governance delays and weak controls are no longer tolerated ✅ How to build a reporting framework that meets the FCA’s definition of “robust” At AQMetrics, as an FCA- and ESMA-authorised DRSP, we deliver fully regulated ARM services, ensuring your trade reporting is timely, transparent, and trusted. Read the full blog to understand what the FCA expects and how to respond: https://bit.ly/452rbAQ #MiFIDII #FCA #TransactionReporting #MarketWatch82 #RegTech #Compliance #AQMetrics

🔍 MiFID II Transaction Reporting: What’s Next? At AQMetrics, we don’t just follow the regulatory agenda, we help shape it. Following a direct meeting between our CEO and ESMA, we’re sharing early insights on what’s coming for MiFID II Transaction Reporting: ✅Focus shifting from number of data points to data quality and cost efficiency ✅MiFID, EMIR, and SFTR overlaps under review ✅ESMA exploring ‘report once’ principles and consolidated templates ✅Industry input is key: ESMA is seeking feedback from stakeholders ✅2028 is the horizon. Now’s the time to reassess We're proud to maintain a direct line with the regulator. It means we keep our clients ahead of the curve; not just compliant, but future-ready. #MiFIDII #TransactionReporting #RegTech #AQMetrics #ESMA #Compliance #DataQuality #ARM #EMIR #SFTR #RegulatoryReporting

🚀 New demo: see AQMetrics’ GSD Engine in action Managing global shareholding disclosures doesn’t have to be complex. In this new demo, you’ll discover how AQMetrics helps compliance teams: ✅ Monitor thresholds in real time ✅ Catch errors before filing ✅ Automate jurisdiction-specific disclosures ✅ Stay ahead of global regulatory change ✅ Maintain full auditability from start to finish ⚙️ Powered by AI. Built for scale. Designed for clarity. 🎥 Watch the demo now and see what effortless compliance looks like: 👉 https://bit.ly/44BAhW8 #RegTech #ComplianceAutomation #AgenticAI #GlobalShareholdingDisclosures #FinancialCompliance #AQMetrics #GSD #Demo #AIinFinance

Our colleague Karim Samouh will be attending ''The future is now: crypto & tokenised assets in the Digital Assets Ecosystem"!'' If you're heading to the event and want to chat about the latest trends and innovations in blockchain technology, Regulatory perspectives and the future outlook of the digital assets ecosystem, make sure to connect with him onsite. #paperjamclub #Luxembourg #digitalassets

Our Colleague Karim Samouh attended #Nexus Luxembourg! Here are his takeaways from Nexus 2025: #NexusLuxembourg #RegTech #LuxembourgFinance

Global Shareholding Disclosure is broken. Agentic AI is the fix. In today’s fragmented, fast-moving regulatory landscape, traditional compliance systems can’t keep up. Regulatory lag, data overload, and manual processes expose firms to costly fines, audit risk, and compliance bottlenecks. Legacy systems = reactive firefighting. AQMetrics = proactive, intelligent compliance. Our latest whitepaper explores how Agentic AI transforms GSD compliance by: - Monitoring global rule changes in real time - Delivering natural-language alerts backed by Explainable AI - Automating jurisdiction-specific disclosures with full audit trails - Embedding Human-in-the-Loop (HITL) for confident oversight - Reducing costs, increasing speed, and improving control The result? End-to-end regulatory intelligence, built for the modern compliance team. 👉 Read more: https://bit.ly/44BBgWc #AgenticAI #ComplianceTech #GSD #RegTech #ShareholdingDisclosure #FinancialCompliance #AICompliance #Whitepaper #AQMetrics